SECURITIES AND EXCHANGE COMMISSION | ||
Washington, D.C. 20549 | ||
SCHEDULE 13G | ||
(Rule 13d-102) | ||
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT | ||
TO RULES 13d-1(b),(c) AND (d) AND AMENDMENTS THERETO FILED | ||
PURSUANT TO RULE 13d-2(b) | ||
(Amendment No. 2) 1 | ||
Pyxis Oncology, Inc. | ||
(Name of Issuer) | ||
Common Stock, $0.001 par value | ||
(Title of Class of Securities) | ||
747324101 | ||
(CUSIP Number) | ||
March 17, 2023 | ||
(Date of Event Which Requires Filing of this Statement) |
1. | NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (VOLUNTARY) Pfizer Inc. 13-5315170 | |||||||||||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) [ ] (b) [ ] | ||||||||||||
3. | SEC USE ONLY | |||||||||||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | |||||||||||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5. | SOLE VOTING POWER 5,952,263 shares of Common Stock, $0.001 par value per share ("Common Stock") | ||||||||||||
6. | SHARED VOTING POWER 1,080,507 shares of Common Stock, held by Pfizer Ventures (US) LLC, a wholly-owned subsidiary of Pfizer Inc. | |||||||||||||
7. | SOLE DISPOSITIVE POWER 5,952,263 shares of Common Stock | |||||||||||||
8. | SHARED DISPOSITIVE POWER 1,080,507 shares of Common Stock held directly by Pfizer Ventures (US) LLC, a wholly-owned subsidiary of Pfizer Inc. | |||||||||||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,032,770* | |||||||||||||
10. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | [ ] | ||||||||||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 19.02** | |||||||||||||
12. | TYPE OF REPORTING PERSON CO |
1. | NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (VOLUNTARY) Pfizer Ventures (US) LLC 82-5524518 | |||||||||||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) [ ] (b) [ ] | ||||||||||||
3. | SEC USE ONLY | |||||||||||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | |||||||||||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5. | SOLE VOTING POWER -0- | ||||||||||||
6. | SHARED VOTING POWER 1,080,507 shares of Common Stock | |||||||||||||
7. | SOLE DISPOSITIVE POWER -0- | |||||||||||||
8. | SHARED DISPOSITIVE POWER 1,080,507 shares of Common Stock | |||||||||||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,080,507 shares of Common Stock held directly by Pfizer Ventures (US) LLC, a wholly-owned subsidiary of Pfizer Inc. | |||||||||||||
10. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | [ ] | ||||||||||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 2.92%** | |||||||||||||
12. | TYPE OF REPORTING PERSON OO |
ITEM 1(a) | NAME OF ISSUER: Pyxis Oncology, Inc. (the “Issuer”). | |||||||
ITEM 1(b) | ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES: | |||||||
35 Cambridge Park Drive , Cambridge, MA 02140 | ||||||||
ITEM 2(a) | NAME OF PERSON FILING: | |||||||
Pfizer Inc. (“Pfizer”) Pfizer Ventures (US) LLC (“PVUS”) PVUS is a wholly-owned subsidiary of Pfizer. The Joint Filing Agreement between Pfizer and PVUS is filed herewith as Exhibit 99.1. | ||||||||
ITEM 2(b) | ADDRESS OF PRINCIPAL BUSINESS OFFICE: | |||||||
Pfizer and PVUS: 66 Hudson Boulevard East, New York, NY 10001-2192 | ||||||||
ITEM 2(c) | CITIZENSHIP: | |||||||
Pfizer and PVUS: Delaware | ||||||||
ITEM 2(d) | TITLE OF CLASS OF SECURITIES: | |||||||
Common Stock, $0.001 par value | ||||||||
ITEM 2(e) | CUSIP NUMBER: 747324101 | |||||||
ITEM 3 | IF THIS STATEMENT IS FILED PURSUANT TO §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: | |||||||
Not applicable. |
ITEM 4 | OWNERSHIP: | |||||||||||||||||||
The information requested in this item is incorporated herein by reference to rows 5 through 11 of the respective cover pages of Pfizer and PVUS to this Schedule 13G. | ||||||||||||||||||||
ITEM 5 | OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: | |||||||||||||||||||
Not applicable. | ||||||||||||||||||||
ITEM 6 | OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: | |||||||||||||||||||
Not applicable. | ||||||||||||||||||||
ITEM 7 | IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT COMPANY: | |||||||||||||||||||
Not applicable. | ||||||||||||||||||||
ITEM 8 | IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: | |||||||||||||||||||
Not applicable. | ||||||||||||||||||||
ITEM 9 | NOTICE OF DISSOLUTION OF GROUP: | |||||||||||||||||||
Not applicable. | ||||||||||||||||||||
ITEM 10 | CERTIFICATION: | |||||||||||||||||||
Not applicable. |
99.1 | Joint Filing Agreement, dated as of March 23, 2023, by and between Pfizer and PVUS. |
PFIZER INC. | ||||||||
By: | /s/ Susan Grant | |||||||
Name: | Susan Grant | |||||||
Title: | Assistant Secretary | |||||||
PFIZER VENTURES (US) LLC | ||||||||
By: | /s/ Susan Grant | |||||||
Name: | Susan Grant | |||||||
Title: | Secretary |
PFIZER INC. | ||||||||
By: | /s/ Susan Grant | |||||||
Name: | Susan Grant | |||||||
Title: | Assistant Secretary | |||||||
PFIZER VENTURES (US) LLC | ||||||||
By: | /s/ Susan Grant | |||||||
Name: | Susan Grant | |||||||
Title: | Secretary |